insider trading
Japan’s Financial Services Agency took a decisive step toward tightening the reins on capital market misconduct today as the Financial System Council’s Market System Working Group convened to finalize its draft report. In a session characterized by broad consensus among legal experts, academics, and industry representatives, the council
regulation
The Securities and Exchange Surveillance Commission (SESC) has submitted three recommendations for the strengthening of market surveillance functions to the Prime Minister and the Commissioner of the FSA: * Expanding insider trading regulations to cover more types of related parties * Strengthening administrative monetary penalties by increasing amounts and expanding scope to
insider trading
In light of the fact that an employee of the Tokyo Stock Exchange, a subsidiary of Japan Exchange Group (JPX), was under investigation by the Securities and Exchange Surveillance Commission (SESC) on suspicion of violation of insider trading regulations, JPX established an Independent Directors' Investigation Committee on September 27,