capital markets

The SESC's Recommendations for Strengthening Market Surveillance Functions

regulation

The SESC's Recommendations for Strengthening Market Surveillance Functions

The Securities and Exchange Surveillance Commission (SESC) has submitted three recommendations for the strengthening of market surveillance functions to the Prime Minister and the Commissioner of the FSA: * Expanding insider trading regulations to cover more types of related parties * Strengthening administrative monetary penalties by increasing amounts and expanding scope to

lock-1 By Norbert Gehrke