governance

SMBC Fin Atlas Beyond Fund Expands AI Governance Portfolio with Back-to-Back Investments in Blee and Cymphony

venture capital

SMBC Fin Atlas Beyond Fund Expands AI Governance Portfolio with Back-to-Back Investments in Blee and Cymphony

The SMBC Fin Atlas Beyond Fund, a U.S.-focused corporate venture capital vehicle established in collaboration with Fin Capital, has expanded its portfolio with two consecutive investments aimed at strengthening enterprise artificial intelligence infrastructure, compliance, and security. Targeting Marketing Compliance and Content Governance On September 8, 2026, the fund

Japan’s SESC Recommends Administrative Penalties for Moomoo Securities Over NISA Violations and Systemic Failures

capital markets

Japan’s SESC Recommends Administrative Penalties for Moomoo Securities Over NISA Violations and Systemic Failures

Japan’s Securities and Exchange Surveillance Commission (SESC) has recommended administrative action against Tokyo-based Moomoo Securities. The recommendation, submitted to the Prime Minister and the Commissioner of the Financial Services Agency (FSA), follows an agency investigation that uncovered severe compliance breaches, misleading retail practices, and systemic operational deficiencies at